Data Confidentiality Workshop
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WORKSHOP ON DATA CONFIDENTIALITY

September 6-7, 2007 in Arlington, VA

White Paper & Bio


Building the secondary uses service NHS

Although the primary purpose of medical records is to support and improve individual patient care, medical records can be used in other ways (called “secondary uses”) to support and improve public health and the health system as a whole by providing management and research information. Thus the term “secondary uses” refers to the use of data for purposes other than direct patient care. In practice, this covers a very wide spectrum including:

- Improving the quality of local clinical care, for example through the audit of clinical practice;
- Protecting the health of the public through surveillance of infectious disease and other environmental threats to health, monitoring adverse effects of therapeutic interventions, and informing and evaluating screening;
- Improving the management of the health system, for example by supporting the more efficient commissioning of services and payment by results;
- Identifying patients who interact with multiple parts of the health system in order to monitor equity of access and provision;
- Ensuring that health policy is evidence-based through carrying out empirical research
- Providing better information to the general public about healthy lifestyles
- Improving the quality and safety of care or reducing the impact of new risks to population health through for instance
o research by the patient’s clinical team
o research by others using data collected by the care team but involving no contact with the team's patients, or
o research which requires further contact with patients or former patients;
There are many benefits from the use of information to support the above activities. The health and well-being of the population are improved by activities such as disease surveillance, screening, needs assessment and preventative activities.

Research has led to major benefits in health practice such as the treatment of duodenal ulcers, spina bifida and breast cancer, and in the carrying out of hip replacements. Research has also reduced risks through a greater understanding of HIV prevention, the relationship between smoking and lung cancer and the effects of the use of aspirin for children. In the UK as in other countries, regulation of new medicines and other treatments relies on evidence of safety and efficacy from clinical trials. Trials and other research also provide fundamental evidence to inform guidance from the National Institute for Health and Clinical Excellence.

The implementation of an individual Care Record for all interventions with the English national health service provides an opportunity to build an longitudinal information base across the whole population with significant potential benefits both for public health and research. In December 2005, the report of the UK Academy of Medical Sciences on the use of data for research purposes identified a number of the benefits of research. It also expressed concern that overly conservative access controls might hinder research activity and hence reduce such benefits.

This reinforces the need to ensure that “secondary use” activities are carried out in the context of the Guarantee made to patients concerning the use of their care records and within the legal and professional obligations for ensuring confidentiality of personal information.

There is currently a tension between the important opportunities for using such data and the increasing need to safeguard patient confidentiality in a way that builds trust and understanding. Differing interpretations of the law and a lack of clear guidelines and protocols have led to inconsistency of application.


Denise Lievesley

ISI, President

 

 

Biographical Data

Professor Denise Lievesley, a social statistician by training, was, until July this year, the founding Chief Executive of the Information Centre for Health and Social Care which is based in Leeds in the UK. Formerly she was Director of Statistics at UNESCO where she established its new Institute for Statistics. The Institute was relocated from Paris to Montreal in 2001 and so Denise lived for seven years in Paris and then Montreal before returning to the UK.

Denise began her career as an official statistician specialising in survey sampling. Later she became the Director of the International Statistical Institute and then the Director of the UK Data Archive as well as Professor of Research Methods in the Mathematics Department at Essex University.

She has an honorary doctorate from City University in London and is a fellow of University College London. She was President of the Royal Statistical Society from 1999 to 2001. She is currently President of the International Statistical Institute a position she will hold until August 2009 and the first woman to hold this office. She is currently the international representative on the Board of the American Statistical Association.